Banking and Finance Law - Practitioner Treatises in Entire Site at Thomson West
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Manual of Foreign Investment in the United States, 3d
This set is a resource for foreign investors and their counsel, with analysis and commentary.
Last Updated: 11/4/2009
$293.00

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Broker Dealer Regulation (Vol. 15 & 15A, Securities Law Series)
Discusses legal aspects of broker-dealers’ duties, prohibitions, disclosure requirements,...
Last Updated: 12/1/2009
$965.00

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Commodities Regulation: Fraud, Manipulation, and Other Claims (Vols. 13 and 13A, Securities Law Series)
Get in-depth coverage that addresses specific types of fraud and manipulation. Includes guidance...
Last Updated: 3/27/2009
$952.00

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Broker-Dealer Operations Under Securities and Commodities Law (Vols. 23 and 23A, Securities Law Series)
A guide to broker-dealer back-office operational issues and supervisory responsibilities.
Last Updated: 9/17/2009
$549.00

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Due Diligence—Periodic Reports and Securities Offerings, 2009-2010 ed. (Securities Law Handbook Series)
This reference provides authoritative coverage of the practical and legal aspects of due...
Last Updated: 9/10/2009
$636.00

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Modern Securities Transfers, 3d (Vols. 28 & 28A, Securities Law Series®)
A convenient source of laws, regulations, and professional association rules governing the...
Last Updated: 10/15/2009
$424.00

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Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretation, 2009-2010 ed. (Securities Law Handbook Series)
Keep current with SEC no-action and interpretive letters. Provides insights and analysis to help...
Last Updated: 9/18/2009
$602.00

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Texas Jurisprudence®, 3d, LawDesk® CD-ROM ed.
A complete set of over 77 volumes on a LawDesk®-format CD-ROM edition.
Last Updated: 11/23/2009
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