Resales of Restricted Securities, 2010 ed. (Securities Law Handbook Series) at Thomson West
Search
for
Go Search Submit
Resales of Restricted Securities, 2010 ed. (Securities Law Handbook Se...

Resales of Restricted Securities, 2010 ed. (Securities Law Handbook Series)

New Edition
By 
J. William Hicks
Book - softbound
Copyright: 2010
ISBN-13: 9780314911964
Last Updated: 2/10/2010
Availability: Out of Stock, More Coming Soon   Call 1.800.344.5008 for details.
Product Details »
List Price:
 $769.00
Shipping: FREE Ground Shipping »
Description
In this handbook, renowned author William J. Hicks alerts you to judicial, legislative, and administrative developments that have an impact on clients. Use the interpretations and guidance found in the text to help clients avoid legal traps that could trigger financial malpractice suits. Topics covered include the transaction concept and theoretical foundations for the regulation of resales, identifying troublesome resales, public resales–Rule 144, public and private resales–Rule 144(k), private resales–"Section 4(1*)", private resales–Rule 144A, and extraterritorial resales–Rule 904 of Regulation S.

Summary Of Contents
Filing and Shelving Instructions
Can We Help?
Find your Representative »
Live Chat »
Contact West »
Call 1-800-344-5008