Soft Dollars and Other Brokerage Arrangements, 2009-2010 ed. (Securities Handbook Series) at Thomson West
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Soft Dollars and Other Brokerage Arrangements, 2009-2010 ed. (Securiti...

Soft Dollars and Other Brokerage Arrangements, 2009-2010 ed. (Securities Handbook Series)

By 
Thomas P. Lemke, Gerald T. Lins
Book - softbound
Copyright: 2009
ISBN-13: 9780314917614
Last Updated: 11/20/2009
Availability: In Stock  
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 $373.00
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Description
This book provides you with detailed analysis, practical guidance, and primary source reference materials you need to practice in this area. It addresses the legal, regulatory, and other issues faced by all participants in soft dollar arrangements—money managers, mutual funds, ERISA pension plans, broker-dealers and other research providers, and banks and other financial institutions. It also includes coverage of SEC positions, enforcement actions, and industry developments, plus new helpful diagrams for easy reference.
Features
  • Discusses mutual fund directors' responsibilities such as monitoring of soft dollars, recently addressed by the Securities and Exchange Commission

Summary Of Contents
Filing and Shelving Instructions
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