Mutual Fund Regulation and Compliance Handbook, 2009-2010 ed. (Securities Law Handbook Series) at Thomson West
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Mutual Fund Regulation and Compliance Handbook, 2009-2010 ed. (Securit...

Mutual Fund Regulation and Compliance Handbook, 2009-2010 ed. (Securities Law Handbook Series)

By 
James M. Storey, Lois Yurow, W. John McGuire, Timothy W. Levin
Book - softbound
Copyright: 2009
ISBN-13: 9780314995599
Last Updated: 9/9/2009
Availability: In Stock  
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 $370.00
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Description
This handbook provides a concise summary of the steps involved in forming and operating a mutual fund. It covers changes in the law governing mutual funds that have occurred since the first edition of this book, using easily understood language, and offers a compilation of new material in an easy-to-use format.
Features
  • Organized in chronological order following the life cycle of a mutual fund
  • Provides a concise summary of the steps involved in forming and operating a mutual fund
  • Written in clear, simple language
  • Includes checklists, samples of documents, forms, and references to additional sources of information
  • Explains the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
  • Explores the regulatory and administrative issues arising under the Investment Company Act of 1940, as well as related issues

Summary Of Contents
Filing and Shelving Instructions
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