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Hazen's Treatise on the Law of Securities Regulations, 6th (Practitioner Treatise Series)

Thomas Lee Hazen

Book - hardbound

Last Updated: 6/23/2009

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Description

This resource discusses basic securities regulation issues and provides the specifics on a variety of topics, including registration requirements, process of registration, exemptions from and liabilities under the Securities Act, registration and reporting requirements, shareholder suffrage, corporate takeovers, and civil liability. First providing a general review of the law, the work then outlines each item in detail.

Features

Covers manipulation, stabilization, and hot issues
Examines control contests and corporate takeovers
Explains market manipulation, insider trading, and false SEC filings
Designed for attorneys needing an introduction to securities laws and for specialists who daily deal with these issues
Details state Blue Sky laws, market regulation, shareholder suffrage, and federal regulation of investment companies

Summary Of Contents

Preface
Westlaw Overview
Volume 1
Chapter
1. The Basic Coverage of the Securities Act
2. Registration Requirements of the Securities Act of 1933
3. The 1933 Act Registration Process and Disclosure
4. Exemptions From 1933 Act Registration
5. The Theory of Sale: Corporate Recapitalizations, Reorganizations and Mergers Under the 1933 Act
Volume 2
1. IPO Practices: Manipulation, Stabilization and Hot Issues
2. Liability Under the Securities Act of 1933
3. State Blue Sky Laws
4. Securities Exchange Act of 1934—Registration and Reporting Requirements for Publicly Traded Companies
5. Shareholder Suffrage—Proxy Regulation
Volume 3
1. Tender Offer and Takeover Regulation
2. Manipulation and Fraud—Civil Liability; Implied Private Remedies; SEC Rule 10b–5; Fraud in Connection With the Purchase or Sale of Securities; Improper Trading on Nonpublic Material Information
Volume 4
1. Insider Reporting Short–Swing Trading, and False SEC Filings
2. Market Regulation; Broker–Dealers
3. Arbitration of Broker–Dealer Disputes
Volume 5
1. Operation of the Securities and Exchange Commission
2. Jurisdictional Aspects
3. The Public Utility Holding Company Act of 1935
4. Debt Securities and Protection of Bondholders—The Trust Indenture Act of 1939
5. Federal Regulation of Investment Companies—The Investment Company Act of 1940
6. Investment Advisers Act of 1940
7. Special Problems and Overview of Related Laws
8. Primer on Securities Transfers
Volume 6
- Appendices
  1. Plain English Handbook
  2. Regulation Fd
  3. Shareholder Proposals: Staff Legal Bulletins Nos. 14 And 14b
  4. Researching Securities Law On Westlaw
- Table Of Cases And Selected Administrative Materials
- Table Of Statutes And Regulations
- Supplemental Table Of Federal Securities Statutes, Rules And Releases
- Index

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	Product Details
	Series: Practitioner Treatise Series Brand: West Law School Components: 8 Print Shelf Space: 8 in. Update Frequency: Cumulative Supplement-Annually


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