Description
This handbook provides a concise summary of the steps involved in forming and operating a mutual fund. It covers changes in the law governing mutual funds that have occurred since the first edition of this book, using easily understood language, and offers a compilation of new material in an easy-to-use format.
Features
- Organized in chronological order following the life cycle of a mutual fund
- Provides a concise summary of the steps involved in forming and operating a mutual fund
- Written in clear, simple language
- Includes checklists, samples of documents, forms, and references to additional sources of information
- Explains the features of the SEC's EDGAR database of mutual fund and corporation filings and other SEC resources
- Explores the regulatory and administrative issues arising under the Investment Company Act of 1940, as well as related issues